SFC Licences of LI Yip Sin 李葉倩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 | RE | 9 | 22 March 2024 | |
| Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 22 March 2024 | |
| Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 22 March 2024 | |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 28 March 2019 | 21 March 2024 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 4 | 28 March 2019 | 21 March 2024 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 22 August 2016 | 21 March 2024 |
| Imperium International Securities Limited 帝國國際証券有限公司 | RE | 1 | 06 August 2014 | 30 July 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 18 June 2010 | 16 July 2014 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 01 April 2003 | 18 June 2010 |