SFC Licences of DUFFIELD John Michael Leslie
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Asset Finance (Hong Kong) Limited | RO | 1 | 28 August 2008 | 10 August 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RO | 1 | 28 August 2008 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 03 February 2006 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 27 January 2006 | 28 August 2008 |
| BGC Securities (Hong Kong) LLC | RO | 1 | 11 March 2004 | 15 December 2005 |