SFC Licences of TSANG Sze Wai, Billy 曾思偉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 9 06 December 2010 25 June 2011
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RE 4 06 December 2010 25 June 2011
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 RE 1 06 December 2010 25 June 2011
NNIP Hong Kong Limited RE 9 30 August 2005 20 March 2010
NNIP Hong Kong Limited RE 4 30 August 2005 20 March 2010
NNIP Hong Kong Limited RE 1 30 August 2005 20 March 2010
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 9 26 August 2004 10 August 2005
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 RE 1 26 August 2004 10 August 2005
Schroder Investment Management (Hong Kong) Limited RE 1 01 April 2003 17 August 2004
Schroder Investment Management (Hong Kong) Limited RE 9 01 April 2003 25 June 2003
Schroder Investment Management (Hong Kong) Limited RE 6 01 April 2003 25 June 2003
Schroder Investment Management (Hong Kong) Limited RE 4 01 April 2003 25 June 2003