SFC Licences of KO William 高偉麟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 24 December 2010 02 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 24 December 2010
Celestial Commodities Limited 時富商品有限公司 RE 2 19 September 2003 18 December 2010
Celestial Securities Limited 時富證券有限公司 RE 1 19 September 2003 18 December 2010
Celestial Commodities Limited 時富商品有限公司 RE 7 19 September 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 7 19 September 2003 19 February 2004
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 9 01 April 2003 30 May 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 5 01 April 2003 30 May 2003
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 01 April 2003 30 May 2003