SFC Licences of KO William 高偉麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 24 December 2010 | 02 October 2017 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 24 December 2010 | |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 19 September 2003 | 18 December 2010 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 19 September 2003 | 18 December 2010 |
Celestial Commodities Limited 時富商品有限公司 | RE | 7 | 19 September 2003 | 02 March 2004 |
Celestial Securities Limited 時富證券有限公司 | RE | 7 | 19 September 2003 | 19 February 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 9 | 01 April 2003 | 30 May 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 5 | 01 April 2003 | 30 May 2003 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 April 2003 | 30 May 2003 |