SFC Licences of TSE Lai Heng 謝禮恆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 15 December 2021
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 15 December 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 26 November 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 07 January 2009 26 November 2021
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 07 January 2009 02 October 2017
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 20 March 2008 25 December 2008
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 20 March 2008 25 December 2008
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 20 March 2008 25 December 2008
Newedge Broker Limited 新際經紀有限公司 RE 7 24 July 2006 05 March 2008
Newedge Broker Limited 新際經紀有限公司 RE 2 24 July 2006 05 March 2008
Newedge Broker Limited 新際經紀有限公司 RE 1 24 July 2006 05 March 2008
Chief Securities Limited 致富證券有限公司 RE 1 15 March 2004 16 July 2006
Chief Commodities Limited 致富期貨商品有限公司 RE 2 15 March 2004 16 July 2006
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 04 February 2004 12 March 2004
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 27 January 2004 12 March 2004
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 4 01 April 2003 23 December 2003
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 6 01 April 2003 23 December 2003
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 9 01 April 2003 23 December 2003
Tisco Securities Hong Kong Limited 得士可證券香港有限公司 RE 1 01 April 2003 23 December 2003