SFC Licences of TONG Jenny 湯珍妮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Fulbright Securities Limited 富昌證券有限公司 RE 4 27 October 2020 28 March 2022
Fulbright Securities Limited 富昌證券有限公司 RE 1 27 October 2020 28 March 2022
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 1 18 April 2017 21 August 2020
CIS Securities Asset Management Limited 順安證券資產管理有限公司 RE 4 18 April 2017 21 August 2020
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 4 24 June 2016 05 November 2016
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 24 June 2016 05 November 2016
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 1 31 March 2011 25 August 2014
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 07 July 2008 25 August 2014
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 RE 4 21 April 2006 18 May 2007
FWD Financial Planning Limited 富衛財務策劃有限公司 RE 4 16 April 2003 20 March 2006