SFC Licences of WONG Sui Kwan, Sylvania 黃紹群
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BTG Pactual Asia Limited 佰達濟有限公司 | RE | 1 | 18 November 2014 | 28 November 2014 |
Itau Asia Securities Limited 億達富亞洲證券有限公司 | RE | 1 | 01 April 2011 | 20 February 2014 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 24 November 2003 | 10 February 2004 |
RBS Securities (Far East) Limited | RE | 1 | 01 April 2003 | 10 February 2004 |