SFC Licences of KWOK Raymond 郭理民
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 09 March 2009 | 22 June 2010 |
| South China Securities Limited 南華證券投資有限公司 | RE | 1 | 14 March 2008 | 20 September 2008 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 12 June 2006 | 03 March 2008 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 15 November 2005 | 12 June 2006 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 31 August 2005 | 15 November 2005 |
| Shun Loong Forex Company Limited 順隆外匯有限公司 | RE | 3 | 06 November 2003 | 29 July 2005 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 15 August 2003 | 29 July 2005 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 | RE | 1 | 30 April 2003 | 27 May 2003 |