SFC Licences of BOOTH Graeme Wayne

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RO 1 20 March 2006 09 June 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 03 March 2006 20 March 2006