SFC Licences of SO Kin Yip 蘇建業
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 17 December 2018 | 30 June 2020 |
| Brilliant Norton Securities Company Limited 億聲證券有限公司 | RE | 1 | 15 October 2013 | 30 June 2016 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 25 July 2013 | 04 October 2013 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 25 June 2010 | 27 June 2013 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 4 | 06 May 2003 | 25 June 2010 |