SFC Licences of KHAN Kaleem Airfan Mahmood
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
JVSakk Asia Limited 匯通永利亞洲有限公司 | RO | 1 | 09 February 2015 | 12 September 2018 |
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RO | 9 | 20 July 2011 | 12 September 2018 |
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RO | 4 | 20 July 2011 | 12 September 2018 |
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 9 | 01 February 2010 | 20 July 2011 |
JVSakk Asset Management Limited 匯通永利資產管理有限公司 | RE | 4 | 01 February 2010 | 20 July 2011 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 03 March 2004 | 21 January 2010 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 03 September 2003 | 21 January 2010 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 16 May 2003 | 09 June 2003 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 16 May 2003 | 09 June 2003 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 16 May 2003 | 09 June 2003 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 9 | 16 May 2003 | 09 June 2003 |