SFC Licences of CHAN Rita Wing-Yee 陳穎儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
LGT Investment Management (Asia) Limited | RE | 9 | 10 August 2012 | 30 June 2017 |
LGT Investment Management (Asia) Limited | RE | 1 | 10 August 2012 | |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 03 June 2011 | 28 April 2012 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 April 2003 | 28 April 2012 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 24 April 2003 | 28 April 2012 |