SFC Licences of LIM Keng Yew, Edward 林慶耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 16 August 2004 | 04 December 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 July 2004 | 04 December 2006 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 1 | 31 March 2004 | 13 July 2004 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 9 | 13 May 2003 | 13 July 2004 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 4 | 13 May 2003 | 13 July 2004 |
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 | RE | 6 | 13 May 2003 | 31 March 2004 |