SFC Licences of HO Kwok Wai, Stephen 何國維
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 | RE | 4 | 06 March 2023 | |
| Sunfund Securities Limited 東皓證券有限公司 | RE | 1 | 06 March 2023 | |
| Vantage New Generation Securities Limited 新世代證券有限公司 | RE | 4 | 03 September 2019 | 15 February 2023 |
| Vantage New Generation Securities Limited 新世代證券有限公司 | RE | 1 | 15 May 2019 | 15 February 2023 |