SFC Licences of SZE Ming Yan, Gretchen 施名恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 February 2016 | 02 October 2017 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 04 April 2005 | 12 February 2016 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 24 September 2003 | 04 April 2005 |
| Orient Securities Limited 東方匯財證券有限公司 | RE | 1 | 13 June 2003 | 23 September 2003 |