SFC Licences of CHAN Miu Wan, Cindy 陳妙雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 | RE | 2 | 17 November 2014 | 09 February 2023 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 9 | 17 November 2014 | 09 February 2023 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 17 November 2014 | 09 February 2023 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 17 November 2014 | 09 February 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 06 February 2008 | 01 October 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 24 September 2007 | 01 October 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 29 June 2007 | 01 October 2014 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 16 June 2005 | 01 October 2014 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 05 June 2003 | 10 May 2005 |