SFC Licences of NG Ka Shun 吳家順

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Agg. Asset Management Limited 海納資產管理有限公司 RE 9 12 October 2020 12 October 2020
Agg. Asset Management Limited 海納資產管理有限公司 RE 4 12 October 2020 12 October 2020
Agg. Asset Management Limited 海納資產管理有限公司 RE 1 12 October 2020 12 October 2020
Agg. Asset Management Limited 海納資產管理有限公司 RO 9 04 May 2017 12 October 2020
Agg. Asset Management Limited 海納資產管理有限公司 RO 4 04 May 2017 12 October 2020
Agg. Asset Management Limited 海納資產管理有限公司 RO 1 04 May 2017 12 October 2020
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 9 06 November 2013 16 August 2016
Atlantic Asset Management Limited 大西洋資產管理有限公司 RO 4 06 November 2013 16 August 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 2 17 July 2013 16 August 2016
Glory Sun Securities Limited 寶新證券有限公司 RE 1 17 July 2013 16 August 2016
Quam Securities Limited 華富建業證券有限公司 RE 9 19 November 2007 06 July 2013
Quam Securities Limited 華富建業證券有限公司 RE 4 19 November 2007 06 July 2013
Quam Securities Limited 華富建業證券有限公司 RE 2 19 November 2007 06 July 2013
Quam Securities Limited 華富建業證券有限公司 RE 1 19 November 2007 06 July 2013
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 9 26 March 2007 07 November 2007
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 4 15 March 2006 07 November 2007
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 5 07 February 2006 07 November 2007
Evergrande Futures (Hong Kong) Limited 恒大期貨(香港)有限公司 RE 2 10 November 2004 07 November 2007
Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 RE 1 10 November 2004 07 November 2007
Shun Loong Securities Company Limited 順隆證券行有限公司 RE 1 21 July 2004 10 November 2004
Shun Loong Futures Limited 順隆期貨有限公司 RE 2 21 July 2004 10 November 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 5 07 October 2003 06 July 2004
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 05 June 2003 06 July 2004
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 05 June 2003 06 July 2004