SFC Licences of TSUI Ka Wai 徐嘉蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 13 August 2019 | 28 January 2022 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 24 May 2012 | 08 December 2017 |
Nerico Brothers Limited | RE | 1 | 31 August 2011 | 14 May 2012 |