SFC Licences of YEUNG Tin Lok, Alex 楊天樂
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 06 November 2019 | |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 28 February 2018 | 17 April 2018 |
Bright Fund Management Limited 光明投資管理有限公司 | RE | 9 | 24 April 2015 | 05 February 2021 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 4 | 10 August 2012 | |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 10 August 2012 | |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 1 | 08 March 2011 | 20 July 2012 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 04 May 2007 | 20 July 2012 |
Network Financial Services Limited 萬匯理財策劃有限公司 | RE | 4 | 16 February 2006 | 30 August 2006 |
FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 30 May 2003 | 11 January 2006 |