SFC Licences of LEI Hei 李曦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 | RE | 4 | 29 May 2015 | 31 March 2019 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 4 | 20 June 2012 | 12 December 2014 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 20 June 2012 | 12 December 2014 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 15 September 2009 | 10 April 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 18 June 2009 | 10 April 2013 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 18 June 2003 | 07 June 2009 |