SFC Licences of WONG Lam 王霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Links International Investment Consultant Limited 靈獅國際投資顧問有限公司 | RO | 4 | 28 April 2011 | 31 March 2019 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 4 | 15 September 2009 | 20 April 2011 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 26 May 2009 | 20 April 2011 |
| Cinda International Securities Limited 信達國際證券有限公司 | RE | 1 | 03 October 2003 | 19 May 2009 |
| Cinda International Futures Limited 信達國際期貨有限公司 | RE | 2 | 03 October 2003 | 30 July 2004 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 22 July 2003 | 19 May 2009 |