SFC Licences of LAU Wai Yin 劉慧賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 | RE | 1 | 08 November 2010 | 29 February 2012 |
| Hong Kong Securities (International) Company Limited 香港證券(國際)有限公司 | RE | 1 | 12 July 2010 | 15 October 2010 |
| Asset Management Group Limited 資產管理集團有限公司 | RE | 4 | 20 February 2006 | 29 February 2012 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 | RE | 4 | 24 January 2005 | 13 February 2006 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 18 June 2003 | 22 December 2004 |