SFC Licences of LEE Wai Tsang, Rosa 李惟琤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 | RO | 9 | 05 January 2024 | |
| Xin Yongan International Asset Management Company Limited 新永安國際資產管理有限公司 | RO | 4 | 05 January 2024 | |
| Xin Yongan International Securities Company Limited 新永安國際證券有限公司 | RO | 1 | 05 January 2024 | |
| Grand Capital Securities Limited 大唐資本證券有限公司 | RO | 9 | 10 October 2019 | 04 January 2024 |
| Grand Capital Securities Limited 大唐資本證券有限公司 | RO | 4 | 10 October 2019 | 04 January 2024 |
| Grand Capital Securities Limited 大唐資本證券有限公司 | RO | 1 | 10 October 2019 | 04 January 2024 |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 | RO | 9 | 04 February 2019 | 08 October 2019 |
| Zeta Capital (H.K.) Limited 思達資本(香港)有限公司 | RO | 4 | 04 February 2019 | 08 October 2019 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 9 | 13 January 2010 | 18 January 2019 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 4 | 04 January 2007 | 18 January 2019 |
| Evergrande Securities (Hong Kong) Limited 恒大證券(香港)有限公司 | RE | 1 | 12 August 2004 | 18 January 2019 |