SFC Licences of SHAW Antony John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Bank plc | 4 | 29 March 2018 | ||
| HSBC Bank plc | 1 | 29 March 2018 | ||
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RO | 2 | 19 August 2013 | 31 August 2022 |
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 5 | 28 September 2012 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 4 | 28 September 2012 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 2 | 28 September 2012 | ||
| Hongkong and Shanghai Banking Corporation Limited, The 香港上海滙豐銀行有限公司 | 1 | 28 September 2012 | ||
| HSBC Futures (Singapore) Pte Ltd | RE | 5 | 13 August 2007 | 23 March 2012 |
| HSBC Futures (Singapore) Pte Ltd | RE | 2 | 06 June 2003 | 23 March 2012 |
| HSBC Futures (Singapore) Pte Ltd | RE | 9 | 06 June 2003 | 29 August 2003 |
| HSBC Futures (Singapore) Pte Ltd | RE | 5 | 06 June 2003 | 29 August 2003 |