SFC Licences of CHAN Sau Lai 陳秀麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 9 | 02 March 2023 | |
| Harmony Wealth Management Limited 匯晉資產管理有限公司 | RE | 4 | 02 March 2023 | |
| HSBC Trinkaus Investment Management Limited | RO | 4 | 12 November 2010 | 30 April 2011 |
| HSBC Trinkaus Investment Management Limited | RO | 1 | 12 November 2010 | 30 April 2011 |
| HSBC Trinkaus Investment Management Limited | RE | 1 | 02 June 2005 | 12 November 2010 |
| HSBC Trinkaus Investment Management Limited | RE | 4 | 22 August 2003 | 12 November 2010 |