SFC Licences of YIP Ka Lam 葉嘉霖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Maxa Asset Management Limited 邁時資產管理有限公司 | RO | 9 | 10 November 2022 | |
| Maxa Asset Management Limited 邁時資產管理有限公司 | RO | 4 | 10 November 2022 | |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 | RO | 9 | 11 December 2017 | 31 May 2020 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 | RO | 4 | 11 December 2017 | 31 May 2020 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 | RE | 9 | 22 November 2017 | 11 December 2017 |
| Longmega Asset Investment Management Limited 龍銘資產投資管理有限公司 | RE | 4 | 22 November 2017 | 11 December 2017 |
| Elite Financial Services Limited 卓越理財顧問有限公司 | RO | 9 | 23 March 2017 | 23 September 2017 |
| Elite Financial Services Limited 卓越理財顧問有限公司 | RO | 4 | 23 March 2017 | 23 September 2017 |
| Morgan Fuel Go Securities Limited 摩根富國證券有限公司 | RE | 1 | 16 May 2006 | 30 June 2014 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 1 | 22 July 2003 | 14 February 2004 |
| East Asia Securities Company Limited 東亞證券有限公司 | RE | 7 | 22 July 2003 | 26 August 2003 |