SFC Licences of YAU Ka Wai, Terry 邱家威
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 13 February 2008 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 26 October 2004 | |
Quam Futures Limited 華富嘉洛期貨有限公司 | RE | 2 | 22 July 2004 | 31 January 2006 |
Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 22 July 2004 | 15 October 2004 |
Quam Securities Limited 華富建業證券有限公司 | RE | 4 | 22 July 2004 | |
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 09 September 2003 |