SFC Licences of LEE Chai Sin 李濟善
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 2 | 20 June 2012 | 06 April 2017 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 20 June 2012 | 06 April 2017 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 2 | 25 September 2009 | 13 September 2013 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 25 September 2009 | 13 September 2013 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 04 January 2008 | 29 October 2008 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 20 April 2007 | 28 December 2007 |
| Sinofortune Securities Limited 華億證券有限公司 | RE | 1 | 17 August 2006 | 27 March 2007 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 | RE | 1 | 05 August 2003 | 01 August 2006 |