SFC licenceholder AJB035 LI Zheng 李崢

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [5] (Advising on Futures Contracts) 02 April 2007 01 December 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [4] (Advising on Securities) 02 April 2007 01 December 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 19 September 2003
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 19 September 2003 01 December 2010