SFC Licences of TANG Chi Heng, Alvin 鄧志恆

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RO 4 20 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 20 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 06 October 2016 20 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 07 October 2013 20 November 2018
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 07 October 2013
Quam Securities Limited 華富建業證券有限公司 RE 2 08 June 2010 30 June 2012
Quam Securities Limited 華富建業證券有限公司 RE 1 08 June 2010 30 June 2012
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 18 February 2009 13 June 2009
Instinet Pacific Limited 極訊亞太有限公司 RE 7 08 March 2007 22 January 2009
Instinet Pacific Limited 極訊亞太有限公司 RE 4 08 March 2007 22 January 2009
Instinet Pacific Limited 極訊亞太有限公司 RE 1 08 March 2007 22 January 2009
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 12 August 2003 03 September 2004
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 12 August 2003 03 September 2004