SFC Licences of YAN Wo Ping 殷和平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 9 | 05 June 2023 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 4 | 05 June 2023 | |
| Wisdom Asset Management Limited 滙智資產管理有限公司 | RE | 1 | 05 June 2023 | |
| Wells Global Asset Management Limited | RE | 9 | 28 November 2022 | 14 April 2023 |
| Wells Global Asset Management Limited | RE | 4 | 28 November 2022 | 14 April 2023 |
| Wells Global Asset Management Limited | RE | 1 | 28 November 2022 | 14 April 2023 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 02 July 2003 | 08 September 2003 |