SFC Licences of YIU Man Kuen 姚文娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RE 4 26 April 2023
KINGKEY ASSET MANAGEMENT LIMITED 京基資產管理有限公司 RE 1 26 April 2023
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 4 18 November 2019 25 April 2023
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 1 18 November 2019 25 April 2023
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 01 July 2016 08 July 2019
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 08 July 2019
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 16 October 2014 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 4 16 October 2014 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 16 October 2014 30 June 2016
iBest Consultants Limited RE 1 23 November 2009 23 August 2014
iBest Consultants Limited RE 4 28 October 2009 23 August 2014
Broadway Wealth Management Limited 博偉財富管理有限公司 RE 4 10 November 2008 02 October 2009
Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 RE 4 10 September 2003 17 September 2008