SFC Licences of LEUNG Wing Yee, Fiona 梁穎怡

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
FWD Financial Planning Limited 富衛財務策劃有限公司 RO 4 16 January 2018 12 October 2023
FWD Financial Planning Limited 富衛財務策劃有限公司 RO 1 16 January 2018 12 October 2023
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 4 24 March 2014 25 October 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 24 March 2014 25 October 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 9 16 January 2014 25 October 2017
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 22 October 2012 25 October 2017
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 22 October 2012 24 March 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 22 October 2012 24 March 2014
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 4 21 June 2012 13 October 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 3 21 June 2012 13 October 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 2 21 June 2012 13 October 2012
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 21 June 2012 13 October 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 4 04 May 2010 13 October 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 3 04 May 2010 13 October 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 04 May 2010 13 October 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 04 May 2010 13 October 2012
CES Forex (HK) Limited 光證外匯（香港）有限公司 RE 3 29 November 2006 14 April 2010
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 29 November 2006 14 April 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 29 November 2006 14 April 2010
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 29 November 2006 14 April 2010
Network Financial Services Limited 萬匯理財策劃有限公司 RE 4 03 March 2005 20 May 2006
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 10 September 2004 05 January 2005
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 09 September 2003 08 March 2004