SFC Licences of GRADY Timothy Joseph

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Apollo Management Asia Pacific Limited RE 4 10 December 2021 01 April 2023
Apollo Management Asia Pacific Limited RE 1 05 October 2020 01 April 2023
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 RO 9 04 January 2011 17 February 2012
Mount Kellett Capital (Hong Kong) Limited 奇力資本(香港)有限公司 RE 9 17 September 2010 04 January 2011
Merrill Lynch (Asia Pacific) Limited RE 1 06 March 2006 25 March 2009
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 July 2003 17 December 2005