SFC Licences of WONG Tsz Hong 黃子康
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Platinum Broking Company Limited 百德能經紀有限公司 | RE | 4 | 18 March 2011 | 14 May 2011 |
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 9 | 10 July 2009 | 29 December 2009 |
Oreana Financial Services Limited 澳利亞金融服務有限公司 | RE | 4 | 10 July 2009 | 29 December 2009 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 01 August 2003 | 24 March 2004 |