SFC Licences of LAU Wai Fong, Joanna 劉慧芳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 08 October 2021 | |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 08 October 2021 | |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RO | 4 | 07 March 2017 | 08 October 2021 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RO | 1 | 07 March 2017 | 08 October 2021 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 19 March 2010 | 07 March 2017 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 1 | 19 March 2010 | 07 March 2017 |
| iBest Consultants Limited | RE | 1 | 30 September 2009 | 25 January 2010 |
| iBest Consultants Limited | RE | 9 | 19 September 2003 | 25 January 2010 |
| iBest Consultants Limited | RE | 4 | 19 September 2003 | 25 January 2010 |