SFC Licences of CHEN Rui 陳銳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 27 June 2012 21 December 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 27 June 2012 21 December 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 27 June 2012 21 December 2013
ICBC International Securities Limited 工銀國際證券有限公司 RO 1 15 February 2012 27 June 2012
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 20 December 2011 27 June 2012
ICBC International Capital Limited 工銀國際融資有限公司 RO 1 20 December 2011 27 June 2012
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 15 September 2011 20 December 2011
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 15 September 2011 20 December 2011
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 05 August 2003 30 September 2005
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 05 August 2003 30 September 2005