SFC Licences of CHEN Rui 陳銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICBC International Securities Limited 工銀國際證券有限公司 | RE | 1 | 27 June 2012 | 21 December 2013 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 27 June 2012 | 21 December 2013 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 27 June 2012 | 21 December 2013 |
ICBC International Securities Limited 工銀國際證券有限公司 | RO | 1 | 15 February 2012 | 27 June 2012 |
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 6 | 20 December 2011 | 27 June 2012 |
ICBC International Capital Limited 工銀國際融資有限公司 | RO | 1 | 20 December 2011 | 27 June 2012 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 6 | 15 September 2011 | 20 December 2011 |
ICBC International Capital Limited 工銀國際融資有限公司 | RE | 1 | 15 September 2011 | 20 December 2011 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 05 August 2003 | 30 September 2005 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 August 2003 | 30 September 2005 |