SFC Licences of WUN Harvey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pinehill Capital Limited | RO | 9 | 24 September 2010 | 01 November 2016 |
| Citadel Asia Limited | RE | 9 | 23 July 2008 | 23 March 2010 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 12 August 2003 | 08 March 2004 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 12 August 2003 | 08 March 2004 |