SFC Licences of YAU Kwok Lun 邱幗麟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 01 September 2005 | 18 July 2022 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 31 August 2005 | 18 July 2022 |
| Win Securities Limited 贏證券有限公司 | RE | 7 | 31 December 2004 | 13 April 2005 |
| Win Securities Limited 贏證券有限公司 | RE | 1 | 31 December 2004 | 13 April 2005 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 7 | 31 December 2004 | 13 April 2005 |
| Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 | RE | 1 | 31 December 2004 | 13 April 2005 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 15 August 2003 | 02 March 2004 |