SFC Licences of MAK Wing Shun Agnes 麥頴遜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 14 May 2007 | 12 October 2007 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 14 May 2007 | 12 October 2007 |
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 15 November 2006 | 18 November 2006 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 20 August 2003 | 01 September 2006 |