SFC Licences of CHAN Shiu Fai, Raymond 陳兆輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 04 June 2010 | 30 May 2011 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 11 August 2009 | 30 May 2011 |
| Prudential Assurance Company Limited, The 英國保誠保險有限公司 | RE | 1 | 04 December 2003 | 06 August 2004 |