SFC Licences of HWANG Tsorng-huey 黃琮惠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 1 | 01 March 2012 | 18 September 2012 |
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RO | 4 | 20 February 2009 | 30 November 2011 |
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RO | 1 | 20 February 2009 | 30 November 2011 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RO | 4 | 28 May 2008 | 31 October 2008 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RO | 1 | 06 September 2007 | 31 October 2008 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 6 | 29 November 2005 | 31 October 2008 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 1 | 04 December 2003 | 06 September 2007 |