SFC Licences of WAH Wai Yin 華偉賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 18 March 2014 | 28 September 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 27 April 2009 | 28 September 2018 |
Gayang Securities Limited 嘉銀證券有限公司 | RE | 4 | 25 August 2004 | 14 April 2009 |
Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 | RE | 4 | 27 October 2003 | 05 August 2004 |