SFC Licences of GRAHAM James Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited | RE | 9 | 03 May 2010 | 15 June 2015 |
| Asia Pacific Investment Advisors Limited | RE | 4 | 03 May 2010 | 15 June 2015 |
| UKFP (Asia) HK Limited | RE | 1 | 25 May 2007 | 31 December 2007 |
| CBH Asia Limited 瑞金亞洲有限公司 | RE | 4 | 11 October 2004 | 30 November 2005 |
| UKFP (Asia) HK Limited | RE | 4 | 05 November 2003 | 16 August 2004 |
| UKFP (Asia) HK Limited | RE | 1 | 05 November 2003 | 16 August 2004 |