SFC Licences of WONG Man Chun, Anthony 黃文俊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 17 November 2011 | 11 October 2012 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 08 June 2011 | 18 October 2011 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 22 March 2010 | 11 October 2012 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 23 August 2006 | 27 March 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 10 April 2004 | 14 August 2006 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 17 September 2003 | 18 March 2004 |