SFC Licences of LING Jie 凌洁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Prime Capital Management Company Limited 湧金資產管理有限公司 | RO | 9 | 13 March 2007 | |
Prime Capital Management Company Limited 湧金資產管理有限公司 | RO | 4 | 13 March 2007 | |
Prime Capital Management Company Limited 湧金資產管理有限公司 | RE | 9 | 06 March 2007 | 13 March 2007 |
Prime Capital Management Company Limited 湧金資產管理有限公司 | RE | 4 | 06 March 2007 | 13 March 2007 |
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 | RO | 9 | 03 July 2006 | 05 March 2007 |
China International Capital Corporation (International) Limited 中國國際金融(國際)有限公司 | RE | 9 | 27 October 2003 | 05 March 2007 |