SFC Licences of LO Ming Sze, Amy 盧明詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) | RE | 9 | 28 May 2008 | 21 April 2015 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 9 | 28 May 2008 | 21 April 2015 |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 4 | 28 May 2008 | |
| AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司 | RE | 1 | 28 May 2008 | |
| AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) | RE | 4 | 24 October 2003 | 31 January 2019 |
| AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務) | RE | 1 | 24 October 2003 | 31 January 2019 |