SFC Licences of KO Yin 高燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Golden Hen Securities and Futures Limited 金母雞證券期貨有限公司 | RE | 1 | 12 December 2013 | 21 May 2014 |
MFG Limited 峰滙金融集團有限公司 | RE | 1 | 05 November 2012 | 05 July 2013 |
Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 06 July 2011 | 22 October 2012 |
Fuji Hong Kong Commodities Company Limited 富士香港商品有限公司 | RE | 2 | 13 October 2004 | 20 October 2005 |
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 25 June 2004 | 07 October 2004 |
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 | RE | 2 | 29 September 2003 | 17 June 2004 |