SFC Licences of LAM Chi Shing 林志成

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RO 9 22 February 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RO 6 22 February 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RO 4 22 February 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RO 1 22 February 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 9 21 June 2007 22 February 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 6 21 June 2007 22 February 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 4 21 June 2007 22 February 2010
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 9 12 September 2005 31 December 2006
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 6 12 September 2005 31 December 2006
Yu Ming Investment Management Limited 禹銘投資管理有限公司 RE 4 12 September 2005 31 December 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 11 November 2003 09 February 2004