SFC Licences of CHU Ren Yee, Alexander 朱仁毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| NatWest Markets Plc 國民西敏寺資本市場銀行有限公司 | 4 | 06 May 2019 | ||
| NatWest Markets Plc 國民西敏寺資本市場銀行有限公司 | 1 | 06 May 2019 | ||
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 1 | 31 July 2015 | 06 December 2016 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 4 | 19 June 2012 | 06 December 2016 |